Open Research and Wider Impact  ​ 

How can we determine the impact of a research output? Does Openness effect it?​ Traditionally citation countandjournal impact factorare taken as measures of quality (bibliometrics)​. 

Does this cover all of ‘impact‘ and ‘knowledge exchange’? 

What about impact outside the academy? e.g. the development of policy; contributions to the public forum? 

Is it more likely to reach the public forum if it’s not enclosed within an academic silo of subscribed journals and ‘private’ data / research plans?​ 

 How do we measure this form of impact?​ 

Altmetrics  – i.e. Alternative Metrics 

Uses scholarly impact measures based on activity on digital communication tools like social media 

Who is discussing this research? The public; policy makers? 

You may have seen the Altimetric icon in locations such as the UWL Repository. It links to the Altmetric ‘donut’, a visual representation of the wider impact of the output. 

      

 

Altmetric Explorercan identify specific mentions and attention around your own and others’ work.  

Click the link above  

Log-in using your UWL credentials and create an account with your UWL e-mail 

Click  Edit Search ​ 

You can search just for UWL outputs or the wider literature e.g. Peto Smoking gives the response below

Contact us at Open.Research@uwl.ac.uk if you have questions or need more help. 

 If you missed it, check out last week’s post on our re-launch and the UKSG forum. 

Relaunching the UWL Open Research Blog + Everything Everywhere all at once: UKSG forum

Hi there and happy 2024 from your friendly Open Research team at UWL!

We’re excited to relaunch UWL’s dedicated Open Research blog as a landing page to keep tabs on what the team are up to as well as a forum for our staff and students to get involved with all things Open Research at the University.

In case you missed it—the team has been switched up and freshly staffed since the summer. Open Research at UWL is now headed up by Open Research Manager, Dr Marc Forster, and supported by Eilish Purton, the Open Research Librarian.

We’ve been working hard to develop new projects and strategies to further embed open practices and work towards creating an excellent research culture at UWL. Stay tuned for weekly updates and information about the new Open Access Champion scheme and how you can take part. In the meantime, if you’d like to get in touch, you can always contact the Open Research team at: open.research@uwl.ac.uk

You might have already noticed some of the developments we’ve made in the latter half of 2023. If not, there are plenty of new resources for you to enjoy! You can check out the new Open Research Webpages on the Library Website, keep an eye out for one of our PhD Open Research Guidebooks (or access the digital version here) and add this page to your favourites/bookmarks to see what we’ll be up to in the coming months.

Everything Everywhere all at once: UKSG forum

presentation speaker

It’s an exciting time to be working in Open Research. We saw the five-year anniversary of Plan S this past September and 2023 saw many library and information sector organisations make issues around Open Research a key part of their events programmes. A late entry was UKSG’s December forum, titled ‘“Everything everywhere all at once”: keeping up with our users information needs in the age of open scholarship and TikTok.’ The event was notable not least for the quirky title, but also because it featured a talk from our very own Open Research Librarian. Eilish delivered the event’s final session called ‘Libraries gave us power; Silicon Valley took it away—let’s reclaim it!’ You can access the slides here.

In summary, the presentation focussed on a throughline that was present throughout the UKSG forum; the need for library and information services to develop open practices as a means of maintaining a culture of ready access, academic integrity and rigour. Moreover, the role of researchers and academics in promoting Open Research was underlined again and again throughout the day. Creating a healthy research culture institutionally and beyond takes sustained effort, but it’s worthwhile; it’s how we’ll reclaim the power from the current gatekeepers and ensure that knowledge isn’t limited to a privileged few. The ideas discussed at the forum may sound lofty or perhaps idealistic, but thankfully at UWL the Open Research team is well disposed to provide guidance and support so that our staff are best placed to contribute to an excellent and open research culture that’s sustained into the future.

Again, if you’d like to get in touch, we’re always happy to talk and you can reach us at: open.research@uwl.ac.uk

Have a happy and healthy year in 2024!

A Snapshot of UWL Research and U.N Sustainable Development Goals

This year, the theme of International Open Access week 2022 is ‘Open for Climate Justice‘. In keeping with this message, the Open Research team decided to open up some of the data the University of West London (UWL) holds on its research and scholarship outputs and how these support key U.N sustainable development goals (SDGs).

The University first of all recognises the importance of delivering sustainability across its work, including in teaching and operations as well as research. UWL has stated its committment to engaging with the U.N SDGs which are 17 agreed goals covering social, environmental and economic sustainability objectives that need to be delivered at global scale. The University has so far adopted seven SDGs as part of its Environmental Sustainability Strategy which will be used to drive activity by 2030 as a way of focusing efforts on issues of significance to students, staff and stakeholders.

The seven key sustainable development goals in question are as follows:

1. Zero Hunger (SDG 2)
2. Good Health and Well-being (SDG 3)
3. Quality Education (SDG 4)
4. and Decent Work and Economic Growth (SDG 8)
5. Reduced Inequalities (SDG 10)
6. Sustainable Use of Resources (SDG 11)
7. Climate Action (SDG 13)

To gain further insight into how research and scholarship was spread across these areas, the Open Research team used its subscription to Altmetric Explorer, a tool whose mission is to more responsibly monitor the reach of scholarly content through indicative engagement, to make sense of the data. You can read more about how Altmetric tracks outputs and the sustainable developement goals classification system developed in partnership with Dimensions data by following the links in this blog post.

UWL Resarch and Scholarship by Open Access type

The figure below shows UWL research and scholarship outputs with a unique identifier (e.g. DOI, ISBN or handle) that identify at least one of the seven key SDGs adopted by the University and their breakdown by open access type*.

Bar chart showing research and scholarship at UWL by open access type

* Open Access definitions

The table below shows the list of definitions for each type of Open Access (“OA”) as used by Altmetric and Dimensions:

OA type

Definition

Technical description

Gold

Publication published in a full Open Access journal.

Unpaywall=Gold OR source title is on Dimensions’ full Open Access source title list

Hybrid

Publication freely available under an open licence in a paid-access journal

Unpaywall=Hybrid

Bronze

Document freely available on publisher page, but without an open licence and not in a full Open Access journal

Unpaywall=Bronze

Green

Free copy of the publication available in an Open Access repository.

Unpaywall=Green OR Publication type in Dimensions is ‘Preprint’

Closed Access

No freely available copy has been identified.

All publications which are neither, Gold, Green, Hybrid nor Bronze

UWL Resarch and Scholarship by department or school

The figure below shows UWL research and scholarship outputs with a unique identifier (e.g. DOI, ISBN or handle) that identify at least one of the seven key SDGs adopted by the University and their breakdown by department/school.

Bar chart showing UWL research outputs which identify key UN sustainable development goals by school or department

Data availability statement

You can access a full copy of the source data for this blog post, on request at the following link: https://repository.uwl.ac.uk/id/eprint/9575/

4 open access practices to try, rated from easy – hard

The following 4 practices span different aspects of the research cycle (conceptualization, design, analysis, reporting, dissemination) and involve a range of difficulty levels for newcomers:

1. Open Science Journal Club (Level: Easy)

What? Organise a journal club with other students and staff to discuss issues surrounding reproducibility and open science. Usually, these take the format where one person leads the discussion each session after everyone has read the selected paper. They can range in how formal they are, from a presentation with slides followed by discussion to a completely open-ended discussion (with or without a moderator). It may even be possible that one already exists in your department that you could join! We rated beginning an open science journal club as easy because it requires minimal prior learning, you only need one other person to start a club, and there are already many reading lists and existing structures available to follow.

Why? Before you can engage in open science practices you need to understand the lay of the land by becoming familiar with major works and issues. Journal clubs are a great way to do this, wherein you can learn about a new topic and critically engage with your colleagues. It can get lonely reading and working alone, so meeting in this way can create an environment in which you can socialize while also learning with others and building a community around open science. In addition to discussing the papers themselves, each article can serve as a conversation starter about open science and reproducibility more generally. Seeing who attends the journal club can help locate others who are interested in or knowledgeable about open science, effectively establishing a network for collaborators or support. They can help you think about how you can approach conversations with your advisor or other members in your department who may not be as interested in engaging with open science practices. More generally, organising a journal club and presenting are both transferable skills for most jobs.

How? Contact colleagues in your department to enquire if anyone would be interested in participating. You only need one other person to get started! Once set up, the journal club can expand beyond your department to the wider university, facilitating interdisciplinary exchange. In addition to club attendees presenting, you can also invite external speakers to present either in person or remotely. It is also possible to organize these clubs completely remotely if you are unable to meet in person. One example of a very successful framework for an open science journal club is the ReproducibiliTea initiative: (https://reproducibilitea.org/), which has spread to over 100 institutions all over the world and provides a great starter pack including a list of papers to potentially discuss (https://osf.io/3qrj6/).

Worries. Students have different relationships with their advisors with regards to how much permission they would need to set up a journal club. However, in most cases journal clubs can absolutely be student-generated and student-run. It may be worth telling your advisor and inviting them to attend, yet, making it clear they have no obligation to attend. Also, you may feel that learning about open science practices is taking you away from time that could be spent on your own research. This is a common worry when engaging in any “extracurricular activities.” Although it does take time, it can be a relatively small time investment for how much you can learn. You can choose how often to hold the journal clubs and when to start and stop holding them, so they could be anything from weekly to termly, whatever works well for you and your colleagues.


2. Project Workflow and Documentation (Level: Easy)

What? Project workflow refers to how you organise projects and move through the various stages of the research cycle. This includes your file folder structure, document naming conventions, version control, data storage, and other details. It also includes the choice of who has access to the project (e.g., collaborators, the public) and when in the process they have access (e.g., at all times, upon publication). We rate creating a project workflow and documentation as easy because, even though there are many considerations to think through on the front end, it is primarily about organisation (folder and storage use) and recordkeeping, which are likely processes students are already using to some extent. Moreover, developing a clear project workflow is much easier for students than later career scholars, who have many more projects to organize and may be more entrenched in their methods (or lack thereof).

Why? Having a dedicated project workflow system helps keep your research organised, enhancing reproducibility, minimising mistakes, and facilitating collaborations with others and future-you. Making your project open to your advisors and any other collaborators (even if not open to the public) through working in shared folders can ensure everyone has access to everything in an organised fashion and saves the hassle of emailing infinite versions of documents. If you do choose to make the project public at any point, everything will be almost complete, and you will not have to create a system from scratch. Having an organised workflow is beneficial in most jobs, as well as in your everyday life – no more scribbled shopping lists on scrap pieces of paper!

How? Many research teams will not want to make all of their work public from the get-go, but even just imagining that the project will be public can encourage taking an outside perspective that will lead to improvements in organisation. When joining a new lab as a graduate student or beginning a new collaboration, ask the project leaders about their project workflow. It is entirely possible that they do not have a formally specified workflow, and just asking about it could initiate new ways of doing things. If they are not as receptive as you would like, find a compromise between what you would find most useful and what they are used to, and if you are a new student, then it might be useful to set some review dates for when you will discuss if the current approach is working well. For additional resources visit the UK Data Service’s guide to data documentation https://ukdataservice.ac.uk/help/new-users/data-documentation/.

Worries. You may feel some apprehension at the idea of having your workflow process or documentation public. You definitely do not have to make your project page public right away. You can wait until the project is complete, if you choose, and can clean up your project page if/when you eventually make it public. However, having a clear and intentional process for file management from the get-go will alleviate these worries as well as the need to clean things up after the fact, which just adds more work. You may also be unclear on what you are allowed to share. We discuss the issue of data sharing in a subsequent section, but whether you are sharing data, materials, analysis code, or anything else related to the project, it is important to consult with your supervisor and collaborators to ensure sharing is permitted and desired. Lastly, you may be concerned that if other people use your materials (e.g., survey design, code) that this is detrimental, as someone else is “profiting” from your hard work, but actually you can gain credit yourself in the form of citations.


3. Preprints and Depositing in the UWL Repository (Level: Easy)

What? The term preprint originally referred to a version of a manuscript that was publicly available prior to being submitted for peer-review. Although that still remains true, preprints now also include manuscripts that are under review, or author-accepted manuscripts (which follow peer review but precede publisher modifications such as copyediting and typesetting). We rate posting preprints and accepted manuscripts as easy because in essence it simply requires uploading a file you already have to a website. In fact, this may be the lowest effort open science behaviour that one could engage in, and yet it is associated with many potential benefits.

Why? Posting a manuscript before submitting to a journal allows for a wider range of feedback than what is afforded through peer review and can help improve a paper prior to submission by identifying any major flaws. Posting an article after submission, but before acceptance, gets a version of the paper out as soon as possible for sharing findings and interest, as well as keeping a record of what the paper looked like before it underwent the review process. Posting a manuscript after it has been accepted to a journal allows for the paper to be shared faster than it may be published and allows for an open access version of the paper to be shared. Preprints are also a great way to share work that does not continue to publication, providing greater access to the full body of available literature. Using preprints in this way can be useful if you choose not to stay in academia and do not get a chance to publish your research, but would still like to have it available as part of the scientific record.

How? There are many different available preprint hosts with varying levels of moderation (e.g., arXiv, bioRxiv, SSRN) and emphasis on specific disciplines (see https://osf.io/preprints/). There are also general purpose repositories such as Figshare (https://figshare.com/) and Zenodo (https://zenodo.org/), which hosts both literature and data deposits.

If you are a UWL PhD student or member of academic staff you can also take advantage of your institutional access to the UWL Repository (https://repository.uwl.ac.uk/) to deposit your research publications and scholarly material. Your deposits are then reviewed by one of the repository’s administrators to ensure that all material conforms to the correct publisher policies on copyright (see further details on publisher copyright and self-archiving policies at https://v2.sherpa.ac.uk/romeo/).

For guidance on depositing in the UWL Repository, view our step-by-step YouTube tutorial at: https://www.youtube.com/watch?v=1kL0Q-HsmKQ

You can also follow our written guidance on how to make a successful deposit at the following link: https://repository.uwl.ac.uk/guide.pdf

As mentioned, you can post a preprint at different points of the publication timeline. If you are posting an article that has already been accepted for publication at a journal, in most cases you are able to post an author accepted version to a preprint server, but not the final publisher-formatted version (see Worries below for details).

Worries. Most of the worries around posting preprints pertain to what is allowable and how doing so will impact the peer-review process. Many authors worry that posting a preprint will be treated as “published” and thus they will not be able to submit their manuscript for publication in a journal; however, this is not true in most cases. Before posting a preprint, authors should consult Sherpa Romeo (http://sherpa.ac.uk/romeo), which tracks the restrictions and rules for most journals, indicating whether journals allow posting of preprints pre-submission (usually yes), posting of author accepted manuscripts (usually yes), and posting of publisher-formatted accepted articles (usually no). To alleviate any remaining anxieties, if you know the journal that you wish to submit to, you can contact the editor directly in order to get in writing whether preprints of the work are allowed before submission to the journal. There may also be concern that posting a preprint will decrease the number of times an article is cited; however, this is not the case as preprints have actually been found to increase the number of citations. Another concern with posting a preprint prior to submission is that someone else could “scoop” you, stealing your idea and running the study themselves before you are able to publish your work. Although this is possible, it is also very unlikely. Moreover, all articles are posted with a date/time stamp and therefore there is a clear temporal record.

Finally, students may have concerns that their advisors or other collaborators will not be open to posting preprints. Of course, you should always consult with coauthors prior to posting preprints. There should be little concern with posting author accepted manuscripts of outputs, but some may be more skittish about posting prior to submission to a journal. There may be worries about posting a version of paper that will later be changed; however, you are able to post as many updated revisions to your preprint as needed. Overall, we recommend engaging in a conversation to determine the source of the concern and then providing the preceding explanations for the commonly expressed concerns.


4. Sharing Data (Level: Medium)

What? Sharing data pertains to making the de-identified dataset used for a project available to other researchers. Importantly, this means posting the data on a data repository for researchers to download and use, or establishing a formal system through which others can access the data (useful for sensitive data). There is enough evidence to indicate that stating “data available on request” is not sufficient to constitute engaging in the process of data sharing. We rated sharing data as medium as it takes some forethought on the front end with consent forms and organisation at the backend in terms of how to organise the data and share it with others in a way that aligns with ethical responsibilities.

Why? There are several compelling reasons for sharing your data. First, data sharing allows others to reproduce the analyses reported in a paper, providing checks on quality and accuracy, and to expand on the analyses through fitting alternative models and conducting robustness tests. Second, most datasets have use beyond what is reported in a paper. This includes secondary data analysis that addresses different questions altogether and inclusion in meta-analyses, where researchers having access to the raw data is a major benefit. Third, sharing data may be required by the funding source for the project or the journal the article is published in. Sharing your data upon submission to a journal can be looked upon favorably by reviewers, even if they choose not to do anything with it, as it indicates a commitment to transparency. When applying for non-academic jobs involving data (e.g. data science), it can be useful to have an example of data that you have shared along with a codebook, to show that you are organised with your data.

How? The how of data sharing is why we conceptualise it as medium difficulty. There are a lot of complexities associated with data sharing, and so we direct readers to the UK Data Service’s resources (https://ukdataservice.ac.uk/learning-hub/research-data-management/) as well as the DMP’s website (https://dmponline.dcc.ac.uk/) rather than attempting to cover all of those complexities here. Research students and staff should read that article and share it with their supervisors and research team, as it addresses many of the commonly expressed concerns. It is also important for all researchers to become familiar with local and regional laws governing the protection of certain kinds of data (e.g., the General Data Protection Regulation in the European Union). Because the possibility of sharing must be indicated in the consent forms provided for participants, it can sometimes be difficult to publicly share data after the fact. Thus, a good time to initiate discussions about sharing data is during the project design phase. At that point, you can be sure to include appropriate clauses in the consent forms and ethics protocols that describe both your intent and your plan for sharing the raw data in an ethical way. Importantly, including these details does not require you to share your data, but rather allows for the option—if your supervisor is uncertain about sharing the data, you can revisit this with them once you have finished the project. Whether sharing your data or not—but especially if you are—it is critical to provide a data codebook that includes information on the structure of the dataset (e.g., what variable names correspond to, measurement levels); data sharing is only useful if it is understandable to an outsider. Finally, there are loads of different platforms or repositories where you can share your data, so it can be a bit overwhelming to choose. For simplicity’s sake, we suggest sharing data on Zenodo or browsing disciplinary data repositories on the registry of research data repositories (https://www.re3data.org/).

Worries. There are three major worries with data sharing. First, as mentioned above, are ethical concerns, for which we again direct readers to UK Data Service’s website. Sharing the data publicly may not be consistent with what was stated in the consent form completed by the participants, and so it may not be possible to post the raw data. An additional ethical concern is the risk of reidentification, especially for under-represented populations. There are a variety of strategies for handling these ethical concerns, including posting data without demographic information included. Moreover, it is important for researchers to understand that there are a variety of ways of making data open beyond making it freely available (e.g., having a specified process for interested researchers to securely access the data).

Finally, there is sometimes concern about other researchers benefiting from all the hard work you put in to collecting the data, and that you will not get credit for subsequent use. However, by applying at least a CC BY license to the data set, anyone who uses the data is obligated to attribute the data to you (e.g. through citing the associated paper or through using a DOI). In fact, Colavizza et al. (2020) found that sharing data actually increases the citation impact of articles by 25% on average.

Acknowledgements:

This blog post is heavily adapted from the following paper licensed under Creative Commons Attribution 4.0 which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited:

Easing Into Open Science: A Guide for Graduate Students and Their Advisors

Citation: Ummul-Kiram Kathawalla, Priya Silverstein, Moin Syed; Easing Into Open Science: A Guide for Graduate Students and Their Advisors. Collabra: Psychology 4 January 2021; 7 (1): 18684. doi: https://doi.org/10.1525/collabra.18684

Know our onions!

In March 2018, our good friend and colleague, Kevin Sanders, published a blog post which documented the process of making the UWL Repository accessible from within the Tor network, as an onion service, in order to highlight issues of intellectual surveillance as an impediment to accessing research and scholarly materials.

Thanks to this work, a global audience of users was given the opportunity to access UWL scholarly materials in a way that preserved their intellectual privacy, ensuring neither their ISP nor UWL, as a service provider, would be able to track their personal use of the repository. The following year in November, Kevin took steps to make the University’s flagship open access journal, New Vistas, accessible as an onion service in the same spirit.

Following these activities at UWL, Library Service colleagues expressed their desire to see Kevin’s proof-of-concept maintained into the future.

In practical terms and in light of Tor’s roadmap to prioritise a more secure scheme for onion services, this involved not only recreating the equivalent onion services at more permanent locations but upgrading them to conform to the preferred (v3) scheme above. These links (which are hashes of the public keys for each of the onion services) continue to use the top level domain (TLD) .onion but can be distinguished by their much longer 56-character length:

UWL Repository:

http://jibtvgs3aedcoclau7ahhqymrk4ut3xcgpccgx3z5gpeoemmpodnhcqd.onion

New Vistas journal:

http://av5idj7ggxj4gskx7ae7wwcoewulxumwp4m5mlwoybdqhj6s7wycajyd.onion/newvistas

In addition to this, library service colleagues decided to make use of the onion-location feature that allows standard domain addresses accessed within Tor (for eg. https://repository.uwl.ac.uk) to signpost to their .onion counterparts.

screenshot of the UWL Repository homepage, accessed from within the Tor network and displaying the purple Onion-location feature in the address bar
https://repository.uwl.ac.uk

By configuring the onion-location feature and sharing the onion service details as we have in this blog post we aim to contribute towards the ongoing conversation about the role of intellectual privacy in opening up research as well as introduce opportunities for users to access online research content with a greater degree of anonymity. Depending on the end goal, highlighting onion service details in this way can also be useful as onion services are not indexed in search engines in the typical way that clear net websites are.

On the subject of the onion-location feature, the Tor Project have said, ‘for years, some websites have invisibly used onion services with alternative services, and this continues to be an excellent choice. Now, there is also an opt-in mechanism available for websites that want their users to know about their onion service that invites them to upgrade their connection via the .onion address’.

Screenshot of the New Vistas journal homepage, as seen from within the Tor network and displaying the purple Onion-location feature in the address bar
https://uwlpress.uwl.ac.uk/newvistas/

So how are onion services different to a Tor relay in the network?

You may already be familiar with Tor, the browser and volunteer network of Tor relays.  Tor relays are part of a decentralised public infrastructure system where Tor users’ traffic is routed from one relay to the next, adding a layer of encryption each time, until it reaches the exit node where it leaves the network and contacts the destination server via an unencrypted link. This means that the final stretch of traffic is more vulnerable to surveillance and could be targeted by an organisation or bad actor monitoring or even running an exit node.

Tor circuit step two
Source: https://2019.www.torproject.org/about/overview.html.en#overview

Onion services don’t operate like a series of conventional Tor relays in this regard. Instead, a user connects to an onion service (formerly known as a hidden service) thanks to a series of “handshakes” that help to establish a “rendezvous point” within Tor that supports authentication between users and services without disclosing their network identities (IP addresses). This means that a user’s interaction with an onion service can never be surveilled by the monitoring of Tor exit nodes, for instance. It also means that someone hosting a website can protect the location of their server, allowing both points of a connection to be anonymised. This has the advantage of creating a metadata-free environment between user and service (with the usual caveat that users and services should continue to observe their threat models and avoid identifying themselves by other means, such as by signing their name on a blog post or logging into a service that uses their real name).

Diagram of step 6 in the process of connecting to a Tor Onion service. This shows three introductory points and a rendezvous point in which the client can connect.
Source: https://tor.void.gr/docs/onion-services.html.en

You can read more about the wider benefits of onion services with regards to censorship circumvention and network sustainability here.

To access an onion service, you’ll need to access it through the Tor browser. It’s a modified version of Firefox that’s configured to connect to sites through the Tor network.

Download the Tor browser from the Tor project’s website It’s available for Windows, Mac, Linux, and Android.


Acknowledgements:

We would like to give special thanks to the following people for their past and present support and curiosity in helping to configure and maintain the above onion services: Andy Byers, Ed Oakley, Andrew Preater, Murray Royston-Ward, Mauro Sanchez and Kevin Sanders. We would also like to acknowledge the tireless advocacy of Alison Macrina whose campaigns and influence on intellectual privacy issues are unmatched. You can find out more about her important work here: https://libraryfreedom.org/

20 Years of the Budapest Open Access Initative

Some twenty years ago a small meeting convened in Budapest bringing together delegates from different countries and institutions. While each put forth their unique perspective, they also shared a mutual belief in what they would soon come to coin ‘Open Access’.

The group of delegates met with the intention to accelerate global efforts to make research articles in all academic fields freely available on the internet and the result of that meeting was the formalisation of the Budapest Open Access Initiative, commonly referred to as the BOAI.

The group then released a declaration or statement of strategy and commitment to advocating for and realising Open Access infrastructures across diverse institutions around the world.

How did the BOAI meeting come about?

The Budapest Open Access Initiative (BOAI) was borne out of a meeting that the Open Society Foundation (OSF) organised in Budapest, having been based there up until 2018 when it finally moved to Berlin. The foundation supported the Network Library Program which worked in 24 countries across Central and Eastern Europe as well as the former Soviet Union and supported the science journals donations program through which they shipped hard copies of scientific journals to academies of sciences in these regions.

In 2000 the OSF’s board challenged them to find new ways to get academic literature into the hands of researchers who needed it, besides physically shipping these hard copies of journals. The meeting was also inspired by a petition which PLoS, the Public Library of Science, had released in the summer of 2001. This called on academics to withhold submissions from academic journals which did not make the resulting articles freely available after six months.

This culmination of forces together encouraged the OSF to seek out alternative solutions, starting with a clarion call to leaders across the gamut of scholarly communications, to see how they could best advance the goals that they were beginning to define as a community. During these formative stages, all participants agreed that any movement towards realising improved access to research materials needed to be global in its implications, in order to have a wide and lasting impact.

Agreeing on a common definition

Prior to the contemporary understanding of the term ‘Open Access’, practioners such as Peter Suber often referred to the concept of the free sharing of research material online as ‘Free Online Scholarship’. As the meeting convened in Budapest however, participants considered the antecedents of the new and growing movement in research and found areas of common ground with open source software development, a term, practice and movement which was already recognised in its own right.

The meeting in Budapest aimed to explore a similar kind of openness but with a focus on research texts and eventually research data. Finally, the term Open Access, while not quite as self-explanatory as initially hoped, was at least short. The participants agreed on the term, by analogy to the open source movement, and went on to define it:

 By “open access” to this literature, we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.

The Budapest Open Access Initiative 

The Strategic goals

A manifesto also emerged, as part of a collaborative writing endeavour, to express the delegates’ thoughts coming out of the meeting in Budapest. One of the issues which preoccupied them was agreeing on the means upon which to best achieve Open Access. The first strategy involved posting a copy of an article to an institutional or subject-based repository. The second strategy involved publishing in an open access journal. (‘Open Archives’ for instance had previously been suggested as another alternative definition to ‘Open Access’ but would have favoured the repository approach). Eventually the two routes to achieving Open Access were advocated for and these are widely referred to today as Green and Gold Open Access respectively (and were objects of attention in the later Finch report of 2012).

Moving forward

Throughout the BOAI meeting in 2002, the overriding questions that emerged included: were the participants’ visions compatible; could they work together; could they agree on common definitions. And the answer was yes. Today, Open Access practices and movements are beset by new challenges which once again highlight the need for global input and action from activists and scholar-led communities. These questions frame ‘Open Access’ not as an end goal but as a means to achieving equity (insofar as it can) as well as quality in research and scholarly communications.

On 14 February 2022, The Budapest Open Access Initiative will celebrate its 20th anniversary and in preparation, the BOAI2020 steering committee is working on a new set of recommendations, based on BOAI principles, current circumstances, and input from colleagues in all academic fields and regions of the world.

 

Robin Hood browser extensions for your research

Unpaywall and the OA Button

It is a desperate feeling when a key article you need to access dangles beyond reach in what we have all come to know as the publisher painwall. You have several options, but not all of them are legal or convenient and at least one of those options feels like being swindled by the High Sheriff of Nottingham himself.

So you may be pleased to learn that you might not have to pay for that article or resort to piracy after all. Unpaywall and the Open Access Button are browser extensions you can install that will search and retrieve free as well as legal copies of paywalled articles, bringing publicly-funded research back into public hands.

Unpaywall

Unpaywall – founded by non-profit, Impactstory – harvests millions of research and scholarly papers from thousands of legal sources including repositories run by universities, governments, and scholarly societies (with the express permission of publishers), as well as open access content hosted by publishers themselves. The UWL Repository for example actively contributes to the Unpaywall database.

While we know that many scientific publishers continue to apply paywalls to the articles they host, it’s often the case that these articles have been published elsewhere in an open format (usually known as the ‘post-print’ or ‘author’s accepted manuscript’). The good news is that a growing number of funders and universities particularly are requiring authors to deposit copies of their papers to open access repositories, paving the way for more sustainable and legal sources of open access material and this is what Unpaywall draws on.

 

When you encounter a paywalled research article using Unpaywall, the tool will automatically search their index of free, legal full-text PDFs and if a copy is found, the tab displaying a padlock will appear in green allowing the reader to click straight through to the article.

Unpaywall aims to avoid harvesting from sources of dubious legality, such as ResearchGate or Sci-Hub and they handle requests with confidentiality, claiming not to track your browsing history.

To get set up, install the free Unpaywall browser extension for Firefox or Chrome: https://unpaywall.org/products/extension

 

Open Access Button

The Open Access Button browser extension works in a similar way to Unpaywall, but with an additional feature; if the OA Button is unable to locate a freely-available, authorised, full-text version of an article, it will contact the author on your behalf, and ask for a copy. You will need to provide your email address for this part.

The OA Button team are also involved in providing OA search functionality as part of the discovery/inter-library loan workflows of many university libraries.

Like Unpaywall, the OA Button does not use content from ResearchGate or Academia.edu.

To get set up, install the free Open Access Button browser extension for Firefox and Chrome:

Firefox: https://addons.mozilla.org/en-GB/firefox/addon/openaccessbutton/

Chrome: https://chrome.google.com/webstore/detail/open-access-button/gknkbkaapnhpmkcgkmdekdffgcddoiel?hl=en

 


Unpaywall is supported by grants from the National Science Foundation and the Alfred P. Sloan Foundation while the Open Access Button is currently funded by Arcadia – a charitable fund of Lisbet Rausing and Peter Baldwin.

Navigating Creative Commons Licenses

What are Creative Commons licenses?

Creative Commons (CC) licenses give everyone a standardized way in which their creative work can be re-used. CC licenses can be used by individuals as well as large organisations.

From the re-user’s perspective, the presence of a Creative Commons license answers the question, “What can I do with this work?” 

CC licenses can be applied to any type of work, including music, photographs, educational resources, databases, data and many other. As well as being used by the academic community, you can, for example, find CC licenses in UWL’s own open access journal New Vistas, you can also find materials and works with CC licenses in many common places, including YouTube, SoundCloud or Flickr.

How do Creative Commons licenses work?

The flexibility of CC licenses lets you build up a license which meets your needs.

How to choose the right Creative Commons license for you?

This helpful flowchart should help you decided which CC license you should use for your work.

Distinguish Yourself with ORCID

What is ORCID?

ORCID (Open Researcher and Contributor Identifier) is a an international, not-for-profit organisation that provides a registry of unique identifiers for researchers and scholars that is open, non-proprietary and transparent. These are also increasingly used by research organisations, funders, and publishers.

ORICD is a unique and persistent digital identifier used to disambiguate researchers from one another (especially those with similar names). It also allows a researcher’s work to be properly identified if their name changes later in their career, for example if they take on a partner’s surname in marriage or change their name to reflect their gender identity. ORCID author IDs also provide clarity where different naming conventions are used, or where middle initials can be applied in a variety of ways across publications.

What is ORCID? Available at: https://vimeo.com/97150912

This is important for bibliographic databases (such as SCOPUS, Web of Science, and PubMed), as well as the UWL Repository, as it will help to ensure you get the credit for the research you produce. ORCIDs are also mandated by a growing range of funders and publishers, including: NIHR, Wellcome Trust, PLOS, eLife, IEEE, Science, Wiley, Hindawi, JMIR and Frontiers.

One of the major benefits of the identifier is that it supports authentication across multiple platforms allowing researchers to link their professional activities and publications to their unique record; ensuring their scholarly contributions are properly attributed and permanently showcased.

ORCID at UWL

All UWL researchers should sign-up for and use ORCIDs as required by paragraph 14.2 of the UWL Publications Policy which states that:

All authors should register with the ORCID author ID service in order to facilitate future linking of outputs to authors and citations to ensure audit compliance.

ORCID registration is free and takes a matter of seconds.

Register or connect your ORCID to the UWL Repository

You may register for an ORCID identifier at http://www.orcid.org. Registration is free and fast: you need only enter your name and email address and create a password.

Alternatively you can register by clicking on the Manage ORCID Permission tab once logged into UWL Repository. From here you can click on the “Create or Connect your ORCID ID” button.

If you already have an iD, please also click on the Manage ORCID Permission tab once logged into UWL Repository and then the “Create or Connect your ORCID iD” button. Once you have granted permissions for reading and writing between ORCID and the UWL Repository, you will have two new buttons in your Manage deposits area, “Import from orcid.org” and “Export to orcid.org”. These allow you to push and pull descriptive records between UWL Repository and ORCID.

To find out more about how ORCID works, take a look at this overview for researchers: https://orcid.org/content/orcid-overview-researchers

New Vistas: New pastures for academic publishing

New Vistas is the University of West London’s flagship journal. It flipped from being a free-to-read and predominantly print-based journal to becoming a Gold open access publication and produced it’s first fully open access issue in April of the Spring. It is hosted by Janeway, an open source publishing platform developed by the Centre for Technology and Publishing at Birkbeck.

As a non-profit journal, the content of New Vistas is available to anyone with an internet connection and like a steadily growing number of Gold open access journals, it does not impose fees as a prerequisite for open access publication (these journals are also sometimes referred to as ‘Diamond’ or ‘Platinum’ OA journals and typically receive very modest funding from academic library budgets or learned societies). Fees known as article processing charges involve a substantial payment (either on the part of the author, an institution in receipt of government grants or a funder) to cover the nominal revenue that is lost, usually by traditional subscription-based publishers, as a result of offering barrier-free access to articles. While APCs may be considered to be “loss-making” by these major publishers, it is worth noting that these eye-watering charges are wholly unaffordable for many small institutions, nevermind our researchers, scholars and early career researchers.

The good news is that non-APC charging open access journals, like New Vistas, are on the rise and are now vastly outnumbering their fee-charging counterparts on the Directory of Open Access Journals.

So why is it that New Vistas was not considered a fully fledged Gold open access journal before now? Afterall, New Vistas content was free to read online, people within the University mostly knew where to find the content if they were looking for it and the earlier material was downloadable in PDF format.

New Vistas was established as a print journal initially, with a pdf version added later to a page on the University website. The website is pretty big so finding us was a bit hit or miss. We were not really open access – we were just posting information out there and hoping that the world took notice.

-Erik Blair, Senior Editor of New Vistas

 

The answer can be summarised in the figure below which highlights some of the key differences between Green open access journals (which are usually cost-free to access) and Gold open access journals (which have no price barriers and few permission barriers for reuse).

 

Gold open access journals for example offer open licensing, such as Creative Commons, as standard. This is a formal grant of rights and permissions giving back to the user many of the rights and permissions copyright normally reserves exclusively for the rights holder. This allows any user to redistribute, reuse or modify for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.

Hosting the journal on a platform such as Janeway, in contrast to a static page on the University’s website also allows the content to be more discoverable to users beyond the institution and the academy as a whole, potentially increasing opportunities to reach wider audiences and increase engagement.

The implementation of Document Object Identifiers (DOI) allows scholarly resources to be uniquely addressed, demonstrating a commitment to continued access in the future not merely in the present. The DOI system represents an important part of the digital preservation infrastructure that aims to reliably return a resource, in the event that a journal goes offline or a publisher folds.

Authors who publish in Gold open access journals also retain copyright of their work, giving them greater control over the conditions with which their work may be shared. This lies in stark contrast to traditional subscription-based journals and even some free-to-read journals where publishers typically claim copyright of the author’s work and impose restrictions on their dissemination and wider use.

Knowing about different licences and the various rights of authors and our readership has made a huge difference. Before I thought that posting information on the internet was the last step – something you did once you had the work all nice and neat. Now I see it as part of the process and authors are told about it from the very start – so that they can write with OA in mind. Our new website was designed with OA at the heart of things, from day one. This means that we are open, accessible, and useful to the academic community. It seems like, beforehand, we were working in the hope that someone would read our work – now it is out there and we are part of a whole movement that puts knowledge in the hands of readers.

-Erik Blair, Senior Editor of New Vistas