Fraudulent Publisher and Journal Sites

Recently, we posted about the well-known issue of predatory publishers in academia. Increasingly, journals and publishers have to also contend with fraudulent/hijacked/copied websites. This is a breed of scam website that’s fast becoming endemic in the scholarly communications world. Bad actors set up a fake website using the branding and visuals of a legitimate publication and charge an article processing fee in exchange for speedy publication under false pretenses.

Last week, Liverpool University Press posted an informative post that serves as a cautionary tale.

Red flags first came about late last year, with authors raising concerns about incorrect Scopus listings and asking about APC charges for this Open Access publication, having come across a fraudulent version of one of their journal’s homepages.

This was a clone of the journal’s own homepage – containing the journal branding, requesting (and accepting) submissions, and displaying content. The content seemed to be nonsense, and had not been taken from our site, but the site was very convincing. Our concern was not that genuine IDPR content was being scraped, but that someone posing as the editor of the journal was accepting papers and liaising with authors.

The blog post from LUP goes on to detail how they have tried to tackle the fraudulent site and have it taken down (spoiler: with great difficulty). The TLDR takeaways are:

  • Think.Check.Submit. continues to be an invaluable resource in the world of scholarly communications, if in doubt run a title search on the site.
  • Our faves at Retraction Watch also run a Hi-jacked Journal Checker.
  • As ever, contact the Open Research team if you’re unsure about anything– we’re always happy to help! Open.research@UWL.ac.uk

Be wary out there!

Retraction Watch…best blog ever?

 

Last week, Eilish headed to the UKSG annual conference in Glasgow (more on that later!). The keynote speaker for day one happened to be a UWL open research team favourite; Ivan Oransky, one of the creators of the Retraction Watch blog. Oransky is a distinguished journalist who has written on science and medicine for consumer and trade press for many years. When explaining his precis for starting the blog with his colleague, Adam Marcus, he cited a 2008 paper in the Journal of Medical Ethics:

Although retractions are on average occurring sooner after publication than in the past, citation analysis shows that they are not being recognised by subsequent users of the work. Findings suggest that editors and institutional officials are taking more responsibility for correcting the scientific record but that reasons published in the retraction notice are not always reliable. More aggressive means of notification to the scientific community appear to be necessary.

Retraction watch posts both daily and weekly newsletters and they’re well worth having in your inbox to keep tabs on the latest. You can subscribe and check out the website here.

Happy reading!

The UWL Repository

Last week, the Open Research team held their first of a new series of PGR sessions on Open Research Skills. Among more general Open Access talk, the first installment looked using the institutional repository. It was a really enjoyable session and there was some great discussion and troubleshooting going on. If you weren’t able to attend however, here’s a quick post to give a bit of an overview to searching and depositing.

What is the Repository?

UWL Repository was launched in June 2012 as a digital archive showcasing the research, scholarly and enterprise output of University of West London staff and research students. All staff members and doctoral students can deposit material, subject to editorial process and anyone can search and access the materials that are uploaded onto the repository.

Searching the Repository

 

As you can see from the screenshot above, there are multiple options for searching. The homepage has a handy quick search bar and the webpage banner also has a site search for easy and continual access. This is best for if you have a particular repository item in mind and want to search via the author’s name or the title of the work.

The tabs on the right can allow for a more exploratory search, clicking browse items will allow you to narrow a search down by year, subject area, school, authors, or type of item.

Depositing Works onto the Repository

For depositing works onto the repository, you need to login with your regular network login details to access the repository. After you have logged in, you will be taken to your ‘Manage Deposits’ user area, which will display any items you have already deposited, and will allow you to add new material. Click on ‘New Item’ to create a new repository record.

Depositing is simple. You will be asked to provide bibliographic details about the item being deposited, provide the full-text of the item where permitted, and agree to the deposit license. After depositing, your item record will go live immediately and the Open Research Librarian will check for any errors or add any extra detail that may be missing. We have a useful video guide that provides more detailed overview of the process that you can view here. 

What can I deposit?

All kinds of research, scholarly and enterprise outputs can be uploaded to the repository (both published and unpublished) provided you have permission. Items submitted for publication and still under review should not be deposited – please wait until the item has been accepted for publication. The version that we require most of the time is often referred to as your author’s accepted manuscript (AAM). Text-based works (including articles, conference proceedings and book chapters) as well as visual works (images, videos), and other materials (e.g. sound recordings, compositions, slideshows) can be deposited. You can also deposit pre-prints of your works and we recently added a facility for adding Data Management Plans, which you can read more about here. 

If you’d like anymore help or guidance, as ever the Open Research team are ready willing and able to help you out! email us at open.research@uwl.ac.uk.

Also, please do join us at our next PGR session (open to all, not just PGRs!) It’ll be taking place on the ground floor of Rami Ranger at 12pm again and this one will be on:

Wed April 10th: Open Access to research: why, when, where and how? Why do we want research outputs to be open? when should outputs be made Open Access? where can open access materials be found and where and how do you make yours open? Including: Copyright (Creative Commons); Green and Gold open access; preprint servers;  Academic.edu/ResearchGate.

See you there!

 

EDI in Open Access

EDI umb
Source: Laura Klinkhamer, BMJ blogs, 2022. 

EDI in Open Research

We want to cultivate an excellent research culture at UWL. Open Research is central to our vision, but beyond that, we want to ensure that everyone in our research community can produce work in an inclusive, supportive and equitable environment.

What is EDI?

EDI (equality, diversity & inclusion) interventions seek to address systematic underrepresentation. The development organisation Diversity for Impact provides some excellent summaries of the terms discussed which you can access here.

In a research context, this could look like unequal representation in leadership, grant allocations or citations. By promoting inclusion, we can help to reduce the bias and discrimination that individuals or groups might face in academia when trying to make their research open and accessible to all. UKRI (UK Research and Innovation) published an extensive report on EDI in the context of research and innovation. It provides a summary of the major issues and can be accessed here.

Like Open Research practices, EDI helps us to build a more diverse and supportive community that utilises knowledge from a range of backgrounds and experiences. This helps our knowledge output at UWL to be better representative of actual society, break down social barriers, and better address global challenges.

EDI broadly applies to those who identify as having any of the nine protected characteristics. Under the Equality Act 2010, the nine protected characteristics are: age, disability, gender reassignment, marriage and civil partnership, pregnancy and maternity, race, religion and belief, sex and sexual orientation. However, this list of characteristics is not definitive. For a comprehensive definition of EDI terms, the government of Canada has a well maintained guide put together by a dedicated, interdepartmental committee which you can access here.

What can be done in Open Research to promote EDI?

There’s much work to be done by institutions and research organisations to develop specific strategies and priority areas that address clear equity gaps. UWL produces annual reports on EDI to transparently and openly communicate policy and proactively share data, evidence, and findings. For more information, you can access UWL’s dedicated webpage on equality, diversity and safeguarding here.

Individuals can adopt open scholarship practices such as publishing data, pre-prints and notebooks online from the outset of their research journey to widen access and participation. It is also important that accessible resources such as open-source software, community science networks and open educational resources are well used, developed and promoted. Lastly, disseminating work as widely as possible through open access journals, repositories and academic social networking sites helps to reduce barriers to access for all.

The best research environment is one that is conducive to supporting mutual growth through inclusion, access and encouragement. Open research practices and EDI are complementary approaches to better addressing the global issues affecting us now and into the future.

Ethics in Research

Image Source: MIT news

In recent years, Open Research practices have become a dominant feature of the scholarly communication landscape. However, the large-scale uptake of these practices creates new challenges for researchers and publishers alike. It is the responsibility of all practitioners to maintain ethics and standards in Open Research as the movement grows.

UK Research and Innovation’s definition of research integrity summarises the ethical standards that researchers should apply to their work:

High integrity in research is the result of upholding the values of honesty, rigour, transparency and open communication, care and respect for those involved in research. It supports accountability for a positive research environment. (UKRI, 2024)

Maintaining these ethics and standards is essential, not least given declining levels of trust in scientific publishing and changing perceptions of academic integrity. Misinformation and misconduct are rife, and the problems have been exacerbated by the rise of Artificial Intelligence in academia. Increasingly sophisticated AI tools are utilised by the paper-mill industry to sell generic manuscripts and produce plagiarized content that scrapes excerpts
from legitimate pieces of research.

To ensure you are following a high standard of integrity within Open Research practice, you should:

• Never fabricate or manipulate data. Using a Data Management Plan (DMP) can help you to properly record and account for your data. (DMPs can be uploaded onto the UWL repository for more information see here)

• Properly cite and acknowledge other works. This will help you to avoid plagiarism and help highlight your sources for others to refer to.

• Make your work available and accessible as soon as possible via the UWL repository (Green Open Access Route).

Essentially, good practice in Open Research amounts to communicating findings accurately and honestly and properly acknowledging the works of others. For any more guidance, the Open Research team is always on hand to help. Get in touch if you’d like to know more.

A Snapshot of UWL Research and U.N Sustainable Development Goals

This year, the theme of International Open Access week 2022 is ‘Open for Climate Justice‘. In keeping with this message, the Open Research team decided to open up some of the data the University of West London (UWL) holds on its research and scholarship outputs and how these support key U.N sustainable development goals (SDGs).

The University first of all recognises the importance of delivering sustainability across its work, including in teaching and operations as well as research. UWL has stated its committment to engaging with the U.N SDGs which are 17 agreed goals covering social, environmental and economic sustainability objectives that need to be delivered at global scale. The University has so far adopted seven SDGs as part of its Environmental Sustainability Strategy which will be used to drive activity by 2030 as a way of focusing efforts on issues of significance to students, staff and stakeholders.

The seven key sustainable development goals in question are as follows:

1. Zero Hunger (SDG 2)
2. Good Health and Well-being (SDG 3)
3. Quality Education (SDG 4)
4. and Decent Work and Economic Growth (SDG 8)
5. Reduced Inequalities (SDG 10)
6. Sustainable Use of Resources (SDG 11)
7. Climate Action (SDG 13)

To gain further insight into how research and scholarship was spread across these areas, the Open Research team used its subscription to Altmetric Explorer, a tool whose mission is to more responsibly monitor the reach of scholarly content through indicative engagement, to make sense of the data. You can read more about how Altmetric tracks outputs and the sustainable developement goals classification system developed in partnership with Dimensions data by following the links in this blog post.

UWL Resarch and Scholarship by Open Access type

The figure below shows UWL research and scholarship outputs with a unique identifier (e.g. DOI, ISBN or handle) that identify at least one of the seven key SDGs adopted by the University and their breakdown by open access type*.

Bar chart showing research and scholarship at UWL by open access type

* Open Access definitions

The table below shows the list of definitions for each type of Open Access (“OA”) as used by Altmetric and Dimensions:

OA type

Definition

Technical description

Gold

Publication published in a full Open Access journal.

Unpaywall=Gold OR source title is on Dimensions’ full Open Access source title list

Hybrid

Publication freely available under an open licence in a paid-access journal

Unpaywall=Hybrid

Bronze

Document freely available on publisher page, but without an open licence and not in a full Open Access journal

Unpaywall=Bronze

Green

Free copy of the publication available in an Open Access repository.

Unpaywall=Green OR Publication type in Dimensions is ‘Preprint’

Closed Access

No freely available copy has been identified.

All publications which are neither, Gold, Green, Hybrid nor Bronze

UWL Resarch and Scholarship by department or school

The figure below shows UWL research and scholarship outputs with a unique identifier (e.g. DOI, ISBN or handle) that identify at least one of the seven key SDGs adopted by the University and their breakdown by department/school.

Bar chart showing UWL research outputs which identify key UN sustainable development goals by school or department

Data availability statement

You can access a full copy of the source data for this blog post, on request at the following link: https://repository.uwl.ac.uk/id/eprint/9575/

4 open access practices to try, rated from easy – hard

The following 4 practices span different aspects of the research cycle (conceptualization, design, analysis, reporting, dissemination) and involve a range of difficulty levels for newcomers:

1. Open Science Journal Club (Level: Easy)

What? Organise a journal club with other students and staff to discuss issues surrounding reproducibility and open science. Usually, these take the format where one person leads the discussion each session after everyone has read the selected paper. They can range in how formal they are, from a presentation with slides followed by discussion to a completely open-ended discussion (with or without a moderator). It may even be possible that one already exists in your department that you could join! We rated beginning an open science journal club as easy because it requires minimal prior learning, you only need one other person to start a club, and there are already many reading lists and existing structures available to follow.

Why? Before you can engage in open science practices you need to understand the lay of the land by becoming familiar with major works and issues. Journal clubs are a great way to do this, wherein you can learn about a new topic and critically engage with your colleagues. It can get lonely reading and working alone, so meeting in this way can create an environment in which you can socialize while also learning with others and building a community around open science. In addition to discussing the papers themselves, each article can serve as a conversation starter about open science and reproducibility more generally. Seeing who attends the journal club can help locate others who are interested in or knowledgeable about open science, effectively establishing a network for collaborators or support. They can help you think about how you can approach conversations with your advisor or other members in your department who may not be as interested in engaging with open science practices. More generally, organising a journal club and presenting are both transferable skills for most jobs.

How? Contact colleagues in your department to enquire if anyone would be interested in participating. You only need one other person to get started! Once set up, the journal club can expand beyond your department to the wider university, facilitating interdisciplinary exchange. In addition to club attendees presenting, you can also invite external speakers to present either in person or remotely. It is also possible to organize these clubs completely remotely if you are unable to meet in person. One example of a very successful framework for an open science journal club is the ReproducibiliTea initiative: (https://reproducibilitea.org/), which has spread to over 100 institutions all over the world and provides a great starter pack including a list of papers to potentially discuss (https://osf.io/3qrj6/).

Worries. Students have different relationships with their advisors with regards to how much permission they would need to set up a journal club. However, in most cases journal clubs can absolutely be student-generated and student-run. It may be worth telling your advisor and inviting them to attend, yet, making it clear they have no obligation to attend. Also, you may feel that learning about open science practices is taking you away from time that could be spent on your own research. This is a common worry when engaging in any “extracurricular activities.” Although it does take time, it can be a relatively small time investment for how much you can learn. You can choose how often to hold the journal clubs and when to start and stop holding them, so they could be anything from weekly to termly, whatever works well for you and your colleagues.


2. Project Workflow and Documentation (Level: Easy)

What? Project workflow refers to how you organise projects and move through the various stages of the research cycle. This includes your file folder structure, document naming conventions, version control, data storage, and other details. It also includes the choice of who has access to the project (e.g., collaborators, the public) and when in the process they have access (e.g., at all times, upon publication). We rate creating a project workflow and documentation as easy because, even though there are many considerations to think through on the front end, it is primarily about organisation (folder and storage use) and recordkeeping, which are likely processes students are already using to some extent. Moreover, developing a clear project workflow is much easier for students than later career scholars, who have many more projects to organize and may be more entrenched in their methods (or lack thereof).

Why? Having a dedicated project workflow system helps keep your research organised, enhancing reproducibility, minimising mistakes, and facilitating collaborations with others and future-you. Making your project open to your advisors and any other collaborators (even if not open to the public) through working in shared folders can ensure everyone has access to everything in an organised fashion and saves the hassle of emailing infinite versions of documents. If you do choose to make the project public at any point, everything will be almost complete, and you will not have to create a system from scratch. Having an organised workflow is beneficial in most jobs, as well as in your everyday life – no more scribbled shopping lists on scrap pieces of paper!

How? Many research teams will not want to make all of their work public from the get-go, but even just imagining that the project will be public can encourage taking an outside perspective that will lead to improvements in organisation. When joining a new lab as a graduate student or beginning a new collaboration, ask the project leaders about their project workflow. It is entirely possible that they do not have a formally specified workflow, and just asking about it could initiate new ways of doing things. If they are not as receptive as you would like, find a compromise between what you would find most useful and what they are used to, and if you are a new student, then it might be useful to set some review dates for when you will discuss if the current approach is working well. For additional resources visit the UK Data Service’s guide to data documentation https://ukdataservice.ac.uk/help/new-users/data-documentation/.

Worries. You may feel some apprehension at the idea of having your workflow process or documentation public. You definitely do not have to make your project page public right away. You can wait until the project is complete, if you choose, and can clean up your project page if/when you eventually make it public. However, having a clear and intentional process for file management from the get-go will alleviate these worries as well as the need to clean things up after the fact, which just adds more work. You may also be unclear on what you are allowed to share. We discuss the issue of data sharing in a subsequent section, but whether you are sharing data, materials, analysis code, or anything else related to the project, it is important to consult with your supervisor and collaborators to ensure sharing is permitted and desired. Lastly, you may be concerned that if other people use your materials (e.g., survey design, code) that this is detrimental, as someone else is “profiting” from your hard work, but actually you can gain credit yourself in the form of citations.


3. Preprints and Depositing in the UWL Repository (Level: Easy)

What? The term preprint originally referred to a version of a manuscript that was publicly available prior to being submitted for peer-review. Although that still remains true, preprints now also include manuscripts that are under review, or author-accepted manuscripts (which follow peer review but precede publisher modifications such as copyediting and typesetting). We rate posting preprints and accepted manuscripts as easy because in essence it simply requires uploading a file you already have to a website. In fact, this may be the lowest effort open science behaviour that one could engage in, and yet it is associated with many potential benefits.

Why? Posting a manuscript before submitting to a journal allows for a wider range of feedback than what is afforded through peer review and can help improve a paper prior to submission by identifying any major flaws. Posting an article after submission, but before acceptance, gets a version of the paper out as soon as possible for sharing findings and interest, as well as keeping a record of what the paper looked like before it underwent the review process. Posting a manuscript after it has been accepted to a journal allows for the paper to be shared faster than it may be published and allows for an open access version of the paper to be shared. Preprints are also a great way to share work that does not continue to publication, providing greater access to the full body of available literature. Using preprints in this way can be useful if you choose not to stay in academia and do not get a chance to publish your research, but would still like to have it available as part of the scientific record.

How? There are many different available preprint hosts with varying levels of moderation (e.g., arXiv, bioRxiv, SSRN) and emphasis on specific disciplines (see https://osf.io/preprints/). There are also general purpose repositories such as Figshare (https://figshare.com/) and Zenodo (https://zenodo.org/), which hosts both literature and data deposits.

If you are a UWL PhD student or member of academic staff you can also take advantage of your institutional access to the UWL Repository (https://repository.uwl.ac.uk/) to deposit your research publications and scholarly material. Your deposits are then reviewed by one of the repository’s administrators to ensure that all material conforms to the correct publisher policies on copyright (see further details on publisher copyright and self-archiving policies at https://v2.sherpa.ac.uk/romeo/).

For guidance on depositing in the UWL Repository, view our step-by-step YouTube tutorial at: https://www.youtube.com/watch?v=1kL0Q-HsmKQ

You can also follow our written guidance on how to make a successful deposit at the following link: https://repository.uwl.ac.uk/guide.pdf

As mentioned, you can post a preprint at different points of the publication timeline. If you are posting an article that has already been accepted for publication at a journal, in most cases you are able to post an author accepted version to a preprint server, but not the final publisher-formatted version (see Worries below for details).

Worries. Most of the worries around posting preprints pertain to what is allowable and how doing so will impact the peer-review process. Many authors worry that posting a preprint will be treated as “published” and thus they will not be able to submit their manuscript for publication in a journal; however, this is not true in most cases. Before posting a preprint, authors should consult Sherpa Romeo (http://sherpa.ac.uk/romeo), which tracks the restrictions and rules for most journals, indicating whether journals allow posting of preprints pre-submission (usually yes), posting of author accepted manuscripts (usually yes), and posting of publisher-formatted accepted articles (usually no). To alleviate any remaining anxieties, if you know the journal that you wish to submit to, you can contact the editor directly in order to get in writing whether preprints of the work are allowed before submission to the journal. There may also be concern that posting a preprint will decrease the number of times an article is cited; however, this is not the case as preprints have actually been found to increase the number of citations. Another concern with posting a preprint prior to submission is that someone else could “scoop” you, stealing your idea and running the study themselves before you are able to publish your work. Although this is possible, it is also very unlikely. Moreover, all articles are posted with a date/time stamp and therefore there is a clear temporal record.

Finally, students may have concerns that their advisors or other collaborators will not be open to posting preprints. Of course, you should always consult with coauthors prior to posting preprints. There should be little concern with posting author accepted manuscripts of outputs, but some may be more skittish about posting prior to submission to a journal. There may be worries about posting a version of paper that will later be changed; however, you are able to post as many updated revisions to your preprint as needed. Overall, we recommend engaging in a conversation to determine the source of the concern and then providing the preceding explanations for the commonly expressed concerns.


4. Sharing Data (Level: Medium)

What? Sharing data pertains to making the de-identified dataset used for a project available to other researchers. Importantly, this means posting the data on a data repository for researchers to download and use, or establishing a formal system through which others can access the data (useful for sensitive data). There is enough evidence to indicate that stating “data available on request” is not sufficient to constitute engaging in the process of data sharing. We rated sharing data as medium as it takes some forethought on the front end with consent forms and organisation at the backend in terms of how to organise the data and share it with others in a way that aligns with ethical responsibilities.

Why? There are several compelling reasons for sharing your data. First, data sharing allows others to reproduce the analyses reported in a paper, providing checks on quality and accuracy, and to expand on the analyses through fitting alternative models and conducting robustness tests. Second, most datasets have use beyond what is reported in a paper. This includes secondary data analysis that addresses different questions altogether and inclusion in meta-analyses, where researchers having access to the raw data is a major benefit. Third, sharing data may be required by the funding source for the project or the journal the article is published in. Sharing your data upon submission to a journal can be looked upon favorably by reviewers, even if they choose not to do anything with it, as it indicates a commitment to transparency. When applying for non-academic jobs involving data (e.g. data science), it can be useful to have an example of data that you have shared along with a codebook, to show that you are organised with your data.

How? The how of data sharing is why we conceptualise it as medium difficulty. There are a lot of complexities associated with data sharing, and so we direct readers to the UK Data Service’s resources (https://ukdataservice.ac.uk/learning-hub/research-data-management/) as well as the DMP’s website (https://dmponline.dcc.ac.uk/) rather than attempting to cover all of those complexities here. Research students and staff should read that article and share it with their supervisors and research team, as it addresses many of the commonly expressed concerns. It is also important for all researchers to become familiar with local and regional laws governing the protection of certain kinds of data (e.g., the General Data Protection Regulation in the European Union). Because the possibility of sharing must be indicated in the consent forms provided for participants, it can sometimes be difficult to publicly share data after the fact. Thus, a good time to initiate discussions about sharing data is during the project design phase. At that point, you can be sure to include appropriate clauses in the consent forms and ethics protocols that describe both your intent and your plan for sharing the raw data in an ethical way. Importantly, including these details does not require you to share your data, but rather allows for the option—if your supervisor is uncertain about sharing the data, you can revisit this with them once you have finished the project. Whether sharing your data or not—but especially if you are—it is critical to provide a data codebook that includes information on the structure of the dataset (e.g., what variable names correspond to, measurement levels); data sharing is only useful if it is understandable to an outsider. Finally, there are loads of different platforms or repositories where you can share your data, so it can be a bit overwhelming to choose. For simplicity’s sake, we suggest sharing data on Zenodo or browsing disciplinary data repositories on the registry of research data repositories (https://www.re3data.org/).

Worries. There are three major worries with data sharing. First, as mentioned above, are ethical concerns, for which we again direct readers to UK Data Service’s website. Sharing the data publicly may not be consistent with what was stated in the consent form completed by the participants, and so it may not be possible to post the raw data. An additional ethical concern is the risk of reidentification, especially for under-represented populations. There are a variety of strategies for handling these ethical concerns, including posting data without demographic information included. Moreover, it is important for researchers to understand that there are a variety of ways of making data open beyond making it freely available (e.g., having a specified process for interested researchers to securely access the data).

Finally, there is sometimes concern about other researchers benefiting from all the hard work you put in to collecting the data, and that you will not get credit for subsequent use. However, by applying at least a CC BY license to the data set, anyone who uses the data is obligated to attribute the data to you (e.g. through citing the associated paper or through using a DOI). In fact, Colavizza et al. (2020) found that sharing data actually increases the citation impact of articles by 25% on average.

Acknowledgements:

This blog post is heavily adapted from the following paper licensed under Creative Commons Attribution 4.0 which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited:

Easing Into Open Science: A Guide for Graduate Students and Their Advisors

Citation: Ummul-Kiram Kathawalla, Priya Silverstein, Moin Syed; Easing Into Open Science: A Guide for Graduate Students and Their Advisors. Collabra: Psychology 4 January 2021; 7 (1): 18684. doi: https://doi.org/10.1525/collabra.18684

20 Years of the Budapest Open Access Initative

Some twenty years ago a small meeting convened in Budapest bringing together delegates from different countries and institutions. While each put forth their unique perspective, they also shared a mutual belief in what they would soon come to coin ‘Open Access’.

The group of delegates met with the intention to accelerate global efforts to make research articles in all academic fields freely available on the internet and the result of that meeting was the formalisation of the Budapest Open Access Initiative, commonly referred to as the BOAI.

The group then released a declaration or statement of strategy and commitment to advocating for and realising Open Access infrastructures across diverse institutions around the world.

How did the BOAI meeting come about?

The Budapest Open Access Initiative (BOAI) was borne out of a meeting that the Open Society Foundation (OSF) organised in Budapest, having been based there up until 2018 when it finally moved to Berlin. The foundation supported the Network Library Program which worked in 24 countries across Central and Eastern Europe as well as the former Soviet Union and supported the science journals donations program through which they shipped hard copies of scientific journals to academies of sciences in these regions.

In 2000 the OSF’s board challenged them to find new ways to get academic literature into the hands of researchers who needed it, besides physically shipping these hard copies of journals. The meeting was also inspired by a petition which PLoS, the Public Library of Science, had released in the summer of 2001. This called on academics to withhold submissions from academic journals which did not make the resulting articles freely available after six months.

This culmination of forces together encouraged the OSF to seek out alternative solutions, starting with a clarion call to leaders across the gamut of scholarly communications, to see how they could best advance the goals that they were beginning to define as a community. During these formative stages, all participants agreed that any movement towards realising improved access to research materials needed to be global in its implications, in order to have a wide and lasting impact.

Agreeing on a common definition

Prior to the contemporary understanding of the term ‘Open Access’, practioners such as Peter Suber often referred to the concept of the free sharing of research material online as ‘Free Online Scholarship’. As the meeting convened in Budapest however, participants considered the antecedents of the new and growing movement in research and found areas of common ground with open source software development, a term, practice and movement which was already recognised in its own right.

The meeting in Budapest aimed to explore a similar kind of openness but with a focus on research texts and eventually research data. Finally, the term Open Access, while not quite as self-explanatory as initially hoped, was at least short. The participants agreed on the term, by analogy to the open source movement, and went on to define it:

 By “open access” to this literature, we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.

The Budapest Open Access Initiative 

The Strategic goals

A manifesto also emerged, as part of a collaborative writing endeavour, to express the delegates’ thoughts coming out of the meeting in Budapest. One of the issues which preoccupied them was agreeing on the means upon which to best achieve Open Access. The first strategy involved posting a copy of an article to an institutional or subject-based repository. The second strategy involved publishing in an open access journal. (‘Open Archives’ for instance had previously been suggested as another alternative definition to ‘Open Access’ but would have favoured the repository approach). Eventually the two routes to achieving Open Access were advocated for and these are widely referred to today as Green and Gold Open Access respectively (and were objects of attention in the later Finch report of 2012).

Moving forward

Throughout the BOAI meeting in 2002, the overriding questions that emerged included: were the participants’ visions compatible; could they work together; could they agree on common definitions. And the answer was yes. Today, Open Access practices and movements are beset by new challenges which once again highlight the need for global input and action from activists and scholar-led communities. These questions frame ‘Open Access’ not as an end goal but as a means to achieving equity (insofar as it can) as well as quality in research and scholarly communications.

On 14 February 2022, The Budapest Open Access Initiative will celebrate its 20th anniversary and in preparation, the BOAI2020 steering committee is working on a new set of recommendations, based on BOAI principles, current circumstances, and input from colleagues in all academic fields and regions of the world.

 

Robin Hood browser extensions for your research

Unpaywall and the OA Button

It is a desperate feeling when a key article you need to access dangles beyond reach in what we have all come to know as the publisher painwall. You have several options, but not all of them are legal or convenient and at least one of those options feels like being swindled by the High Sheriff of Nottingham himself.

So you may be pleased to learn that you might not have to pay for that article or resort to piracy after all. Unpaywall and the Open Access Button are browser extensions you can install that will search and retrieve free as well as legal copies of paywalled articles, bringing publicly-funded research back into public hands.

Unpaywall

Unpaywall – founded by non-profit, Impactstory – harvests millions of research and scholarly papers from thousands of legal sources including repositories run by universities, governments, and scholarly societies (with the express permission of publishers), as well as open access content hosted by publishers themselves. The UWL Repository for example actively contributes to the Unpaywall database.

While we know that many scientific publishers continue to apply paywalls to the articles they host, it’s often the case that these articles have been published elsewhere in an open format (usually known as the ‘post-print’ or ‘author’s accepted manuscript’). The good news is that a growing number of funders and universities particularly are requiring authors to deposit copies of their papers to open access repositories, paving the way for more sustainable and legal sources of open access material and this is what Unpaywall draws on.

 

When you encounter a paywalled research article using Unpaywall, the tool will automatically search their index of free, legal full-text PDFs and if a copy is found, the tab displaying a padlock will appear in green allowing the reader to click straight through to the article.

Unpaywall aims to avoid harvesting from sources of dubious legality, such as ResearchGate or Sci-Hub and they handle requests with confidentiality, claiming not to track your browsing history.

To get set up, install the free Unpaywall browser extension for Firefox or Chrome: https://unpaywall.org/products/extension

 

Open Access Button

The Open Access Button browser extension works in a similar way to Unpaywall, but with an additional feature; if the OA Button is unable to locate a freely-available, authorised, full-text version of an article, it will contact the author on your behalf, and ask for a copy. You will need to provide your email address for this part.

The OA Button team are also involved in providing OA search functionality as part of the discovery/inter-library loan workflows of many university libraries.

Like Unpaywall, the OA Button does not use content from ResearchGate or Academia.edu.

To get set up, install the free Open Access Button browser extension for Firefox and Chrome:

Firefox: https://addons.mozilla.org/en-GB/firefox/addon/openaccessbutton/

Chrome: https://chrome.google.com/webstore/detail/open-access-button/gknkbkaapnhpmkcgkmdekdffgcddoiel?hl=en

 


Unpaywall is supported by grants from the National Science Foundation and the Alfred P. Sloan Foundation while the Open Access Button is currently funded by Arcadia – a charitable fund of Lisbet Rausing and Peter Baldwin.

Navigating Creative Commons Licenses

What are Creative Commons licenses?

Creative Commons (CC) licenses give everyone a standardized way in which their creative work can be re-used. CC licenses can be used by individuals as well as large organisations.

From the re-user’s perspective, the presence of a Creative Commons license answers the question, “What can I do with this work?” 

CC licenses can be applied to any type of work, including music, photographs, educational resources, databases, data and many other. As well as being used by the academic community, you can, for example, find CC licenses in UWL’s own open access journal New Vistas, you can also find materials and works with CC licenses in many common places, including YouTube, SoundCloud or Flickr.

How do Creative Commons licenses work?

The flexibility of CC licenses lets you build up a license which meets your needs.

How to choose the right Creative Commons license for you?

This helpful flowchart should help you decided which CC license you should use for your work.